Search for: "Black v. United States Securities and Exchange Commission" Results 1 - 20 of 120
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28 Feb 2013, 11:08 am by Doug Cornelius
The United States Supreme Court adopted a strict interpretation of the five-year period in which the Securities and Exchange Commission may seek to impose a civil penalty on a registered investment adviser. [read post]
28 Feb 2013, 11:08 am by Doug Cornelius
The United States Supreme Court adopted a strict interpretation of the five-year period in which the Securities and Exchange Commission may seek to impose a civil penalty on a registered investment adviser. [read post]
18 Apr 2012, 1:55 pm
Securities and Exchange Commission who spearheaded a 2004 Hollinger committee report on Black’s practices, along with three committee members, and other former Hollinger directors.The report said Black, a former Canadian citizen who is now a member of the British House of Lords, looted publisher Hollinger International of hundreds of millions of dollars. [read post]
5 Jun 2017, 1:40 pm by Mark Walsh
United States, about forfeiture in certain drug crimes, and Kokesh v. [read post]
26 Apr 2018, 9:04 am by Philip Bobbitt
In 1993, for example, Russia successfully used a gas shutoff to pressure Ukraine to accept gas debt forgiveness in exchange for allowing Russia to retain most of its Black Sea naval fleet. [read post]
18 May 2009, 7:07 am
United States (07-9086) and Megginson v. [read post]
20 Jul 2017, 11:00 am by Jane Chong
And although Comey testified that during the dinner his own impression was that Trump was “looking to get something in exchange for granting my request to stay in the job,” by Comey’s own account no such exchange was given explicit mention. [read post]
19 Aug 2021, 9:35 am by Race to the Bottom
’s - a United States financial services company that operates stock exchanges -  proposed rules regarding diversity on boards of directors were approved by the Securities and Exchange Commission (“SEC”) on August 6, 2021. [read post]
21 Jun 2018, 7:58 am by Jonathan H. Adler
The Supreme Court handed down decisions in four argued cases today, including long-awaited decisions in cases concerning whether states may tax out-of-state retailers and the constitutionality of Administrative Law Judges at the Securities & Exchange Commission. [read post]
24 Mar 2017, 10:16 am by John R. Phillips
  This verdict from New Mexico, affirmed on appeal by the 10th Circuit, awarded the Securities and Exchange Commission (“SEC”) a disgorgement award of $34.9 million, plus $18.1 million in prejudgment interest, and a penalty of $2.4 million for Charles R. [read post]
30 Nov 2007, 7:33 am
U.S. companies will be allowed once again to exclude proxy access proposals from their corporate ballots, the Securities and Exchange Commission has decided. [read post]
2 Oct 2012, 1:08 pm by Richard Renner
The Securities and Exchange Commission (SEC) Office of the Whistleblower has today issued seven (7) new Notices of Covered Actions. [read post]
3 Apr 2017, 3:14 pm by Jordan Brunner
“I think that that’s unknowable,” Trivett says in reference to whether Baluchi will actually be housed at Camp VII, though Judge Pohl counters that it would be highly likely, especially given the travel ban for detainees to the United States. [read post]
17 Mar 2017, 10:12 am by Jordan Brunner
Lebowitz asks the court to impose the remedy that was proposed on Monday under United States v. [read post]